Workplace by OS33 has joined alongside Pershing, Fidelity, and Broadridge as an Ambassador Sponsor of the Financial Services Institute (FSI). In addition, Workplace by OS33 has agreed to be an active participant of FSI’s Cybersecurity Task Force.
OS33, a 17-year veteran powering cybersecurity and compliance solutions for hundreds of financial firms, is a SaaS platform that offers turnkey cybersecurity and compliance solutions for Broker Dealers and Insurance Companies that leverage independent advisors.
FINRA and the SEC have provided specific guidance and enforcement actions around the protection of client data, endpoint device compliance, and home office exposure to the IT assets of their independent reps. FSI chose Workplace by OS33 as an Ambassador Sponsor because their expertise in deploying software solutions designed to meet regulatory requirements.
FSI Member Benefit
We understand from member firms that fiscal budgeting may be an obstacle towards addressing today’s regulatory guidance. Due to the critical need for FSI member firms to implement endpoint device compliance for their independent reps, FSI has arrange with OS33 to deliver and implement its endpoint device compliance software, Frontline, to qualifying FSI member firms without charge, nor obligation for the remainder of 2019.
For information on enrolling in this FSI Member Benefit, please email FSIAmbassador@os33.com or call Sam Attias, OS33’s VP Partnership Development, directly at 917-789-3515.
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