Special Report: An Inside Look of a FINRA Cyber Security Audit

Allen Eickelberg is a Vice President and the Director of Operations for Spire Investment Partners, LLC. Since 2011, Allen has filled many roles at Spire working with executive leadership and wealth management teams to manage projects and introduce new technologies to the firm. He is a frequent speaker on security in the wealth management industry and works with Wealth Managers transitioning to Spire on how to best utilize systems to streamline their practices.

In his operations role, he is also fully involved with Spire’s security and compliance functions and security.

We caught up with Allen at T3 and talked with him about his firm’s experience with FINRA Cyber Security audits.

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