FINRA cybersecurity guidelines

FINRA has identified a multitude of cybersecurity best practices to strengthen branch offices and protect firms against phishing attacks, insider threats, and system penetration. Our cybersecurity expert, Sam Attias, will be discussed the 5 key things that FINRA is recommending: Strengthen your branch office Unmask the attacks Protect your firm from the inside out Solidify […]

Docupace and Workplace by OS33 announced their strategic partnership today at the 2019 FINRA Annual Conference which will combine OS33’s Workplace Frontline and Stronghold cybersecurity and compliance software with Docupace’s data-driven digital operations platform to enable broker-dealers and insurance partners to purchase a unified solution from either company. Docupace customers seeking to meet FINRA’s 2018 […]