Financial advisors have more work to do when it comes to protecting their systems from hackers, InvestmentNews reports, citing cybersecurity examination results released this week by the SEC. “In general, the staff observed increased cybersecurity preparedness since our 2014 Cybersecurity Initiative. However, the staff also observed areas where compliance and oversight could be improved,” the SEC […]

View on Mobile devices have made it possible for financial advisors, and professionals in a wide variety of other industries, to seamlessly conduct business and engage with clients in any location, and at any time, outside the office. But while laptops, iPads, and smartphones have enabled advisors to complete work and collaborate with colleagues and clients from home and on the road, these […]

View on Think Advisor New regulations in Colorado set ‘commodity security’ apart from robust cybersecurity practices Justin Kapahi, vice president of solutions and security at Workplace, is excited about a new set of cybersecurity regulations for financial institutions that were recently passed in Colorado. The Colorado Division of Securities published final rules in mid-May that […]